seccactions – SEC ACTIONS

This Week In Securities Litigation (Week ending January 11, 2013)

Posted on January 10, 2013 by T. Gorman Posted in SECActions

The Supreme Court heard argument this week on a case which may have a significant impact on the SEC’s enforcement program. It focuses on when the five year statute of limitations begins regarding the imposition of a penalty. The Commission …

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Tagged with: FINRA, market crisis cases, seccactions

BIOMET: THE LATEST FCPA SETTLEMENT IN THE MEDICAL DEVICE INDUSTRY

Posted on March 26, 2012 by T. Gorman Posted in SECActions

One of the hallmarks of the New Era of FCPA enforcement is the increasing use of industry wide sweeps and investigations. The DOJ and the SEC have been conducting such an inquiry into the medical device industry. The actions against …

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Tagged with: FCPA, industry wide investigations, medical device industry, seccactions, sweeps

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This Week In Securities Litigation (Week ending January 11, 2013)

BIOMET: THE LATEST FCPA SETTLEMENT IN THE MEDICAL DEVICE INDUSTRY