Month: January 2013

The Commission filed financial fraud actions against a computer services company, its CFO and the CFO of the operating subsidiary where the fraud occurred. SEC v. Volt Information Sciences, Inc., Civil Action No. 13 CV 237 (S.D.N.Y. Filed Jan 10, …

A Leasing Transaction Under Negotiation Becomes Securities Fraud Read More »

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Sometimes it pays to persevere. That is clearly the case for two attorneys and a corporate consultant who battled Commission fraud charges for about seven years. Daniel Chapman, Sean Flanagan and James Ericksteen were named along with ten others as …

Two Attorneys, Consultant Prevail in SEC Manipulation Case Read More »

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