The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets. In the …
SEC Brings Proceedings Against PRC Based Affiliates of Audit Firms Read More »
Insider trading has long been a critical focus of enforcement officials. The actions by the Manhattan U.S. Attorney’s Office and the SEC against former SAC Capital employee Mathew Martoma have fueled speculation regarding the development of the on-going probes into …
Another Insider Trading Case Against a Market Professional Read More »