Tag: SOX

The Commission brought four auditing actions centered on members of international accounting firms working with a local affiliates in violation of the applicable professional standards and The Sarbanes-Oxley Act. Specifically, in each case an affiliate of KPMG International and BDO …

SEC Settles Four Auditing Cases With Major Accounting Firms Read More »

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Section 1519 was passed as part of the Sarbanes-Oxley Act in the wake of Enron’s massive accounting fraud. The section was designed to fill a gap in the law by preventing corporate document-shredding to conceal evidence of financial wrong doing. …

SOX, the Destruction of Evidence And Dr. Seuss: Is a Fish A Tangible Object? Read More »

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