Month: May 2012

International was a key theme this week. The Commission brought another action against the Shanghai affiliate of an international accounting firm based on its failure to produce work papers from an audit of a Chinese issuer and a proceeding against …

THIS WEEK IN SECURITIES LITIGATION (Week ending May 11, 2012) Read More »

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Chinese issuers are a current focus for the Commission and the class action bar. The Commission has brought a number of actions involving issuers based in the Peoples Republic of China including dozens of proceedings to under Exchange Act Section …

THE SEC FILES A SECOND ACTION AGAINST A SHANGHAI AUDIT FIRM Read More »

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