Tag: Ponzi scheme

SEC Returns With a Bang – A $1 Billion Judgement

The Commission did not spend a lot of time getting reoriented to being at the office. The first day back on the job the agency completed the resolution of a year old Ponzi scheme case that had raised about $1.2

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SEC: Broker Defrauded Long Time Clients in Fake Land Deal

The retail investor focus of SEC Enforcement continued this week. First there was an action based on a microcap fraud. Then a case involving the so-called “blockchain evangelist” and crypto currency fraud and then a touting proceeding involving a microcap

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