Tag: offering fraud

This Week In Securities Litigation (2018 Year End Edition)

The holidays have ended and the Government shut down is in full progress. It is time to catch-up on end of the year and get ahead of the curve for 2019. The Commission ended the 2018 by filing fifteen new

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This Week In Securities Litigation (Week ending Dec. 21, 2018)

As the Holidays grow close SEC Enforcement brought a series of cases which replicate areas it had continued to focus on over the calendar year. Those include: Muni bond flipping; pay-to-play; pre-release ADRs; insider trading; SARs; and FCPA. Since actions

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