Tag: manipulation

This Week In Securities Litigation (Week ending October 26, 2018)

The blistering pace at which the Commission filed new enforcement actions as the fiscal year end drew near has clearly ended. This week the agency filed one enforcement action while announcing the settlement of a previously filed case. SEC Enforcement

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Swiss Based Trader Indicted For International Manipulation

Microcap fraud continues to be the key theme this week in securities enforcement litigation. In the most recent case the U.S. Attorney’s Office for the District of Massachusetts secured the indictment of a Swiss resident alleged to be at the

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