Tag: manipulation

This Week In Securities Litigation (Week ending Nov. 16, 2018)

The Commission brought one civil enforcement action this week. The case centers on a boiler room and the manipulation of a penny stock over a three year period. The action, and the parallel criminal case, are related to similar actions

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This Week In Securities Litigation (Week ending October 26, 2018)

The blistering pace at which the Commission filed new enforcement actions as the fiscal year end drew near has clearly ended. This week the agency filed one enforcement action while announcing the settlement of a previously filed case. SEC Enforcement

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