Year: 2015

SEC Prevails in Trial of Ponzi Scheme Case

SEC Prevails in Trial of Ponzi Scheme Case While Ponzi scheme cases have become a staple of SEC Enforcement in recent years, most settle. Last week the SEC prevailed in one of the few that proceeded to trial. SEC v.

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This Week In Securities Litigation (Two weeks ending Dec. 4, 2015)

This was the period of admissions. The SEC secured admissions in three actions over the period with beginning the week of Thanksgiving and continuing into the beginning of December. Cases filed during the period include: A proceeding naming Standard Bank

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