Tag: wash sales

Maker-taker fees and payment for order flow are much discussed topics. SEC Chair Gensler, had repeatedly talked about payment for order flow, for example, suggesting that he wants to reform the process. Whether and when that may happen is an …

Wash Sales and Maker-Taker Fees Read More »

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The Commission charged recidivist securities law violator Nicholas Geranio and others with running a complex international manipulation and boiler room operation for over two years which fleeced investors out of over $35 million. SEC v. Gerandio (C.D. Cal. Filed May …

SEC CHARGES RECIDIVIST IN INTERNATIONAL MANIPULATION Read More »

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