Tag: statute of limitations

Money market reform, a cause long championed by SEC Chairman Mary Schapiro, will not go forward at this time. The Chairman was unable to secure the necessary votes to issue proposed regulations for comments after two and one half years …

This Week In Securities Litigation (Week ending August 24, 2012) Read More »

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The SEC frequently brings its enforcement actions years after the conduct occurred. In some instances this happens because the agency did not initiate its investigation until long after the events in question. In others it stems from the nature of …

Fifth Circuit: SEC Action and Remedies Time Barred Read More »

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