Tag: sham transactions

Last week a jury in the Central District of California found in favor of the Commission in a case that varied significantly from the all too familiar offering fraud actions the agency has focused on recently. In that case the …

Jury Finds for Commission In Action Centered on Sham Transactions Read More »

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The SEC – Musk disputed continued this week. In the latest round, the Commission escalated the claims, alleging that Mr. Musk never complied with the Court’s order requiring that material communications about the auto maker be approved before dissemination. These …

This Week In Securities Litigation (Week ending March 22, 2019) Read More »

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