Tag: securities fraud

The Government filed its long awaited Petition for a Writ of Certiorari with the Supreme Court in the Newman insider trading case. The Petition presents three key issues which were generally presaged in the request for rehearing en banc: 1) …

Dirks, Newman, Tippees And The Government’s Cert Petition Read More »

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The SEC has brought a series of investment fund fraud and Ponzi schemes. Indeed, the Commission has brought so many of these cases in recent years they have become a staple. None of those cases, however, involved securities fraud tied …

Manhattan U.S. Attorney Prevails in Securities Fraud, RICO Case Read More »

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