Tag: securities fraud

The SEC and the U.S. Attorney for the District of Connecticut filed, respectively, civil and criminal fraud charges against a former account executive at Jefferies & Co. arising out of the financial crisis. The charges center on the sale of …

SEC, USAO Charge Former Broker with Securities Fraud Tied to Market Crisis Read More »

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Wire tap tapes proved the undoing of jailed hedge fund mogul Raja Rajaratnam who is serving eleven years for insider trading. Audio tapes from the FBI also helped convict and send to prison for former brokerage CEO Ross Mandell and …

TAPES SEND SKY CAPITAL CEO, OFFICE MANAGER TO PRISON Read More »

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