Tag: SEC

The Commission continued to dismiss previously filed enforcement action by stipulation with those involved last week. As with the early dismissals, no explanation was offered beyond the factually unsupported claim that the agency believes the resolution is appropriate. The sole …

This Week In Securities Litigation (Week of June 2, 2025)

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Last week the Commission filed four new enforcement actions. Four other cases were dismissed with prejudice. The papers did not offer an explanation for the dismissal. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: …

This Week In Securities Litigation (Week of May 26, 2025)

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