Tag: Reg FD

When corporations selectively disseminate material non-public information to one group prior to making it publically available is a violation of Regulation FD, the selective disclosure unfairly disadvantages the investing public. When a corporate executive furnishes his or her friends with …

The SEC Action Against the NYSE: The Need to Ensure Fair Markets Read More »

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THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012) The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations. A House Committee heard testimony from …

THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012) Read More »

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