Tag: private equity

A senior partner at private equity giant Apollo Management, L.P. was named as a defendant in a Commission enforcement action for misappropriating over $290,000 by improperly charging personal expenses to funds he managed at the firm. Defendant Mohammed Ali Rashid …

Private Equity Partner Charged For Defrauding Funds Read More »

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The Commission has brought a series of cases against private equity centered on undisclosed fees and conflicts of interest – key areas of interest during OCIE exams. The latest proceeding in this string of cases involves four private equity advisers …

SEC Charges Private Equity Advisers With Inadequate Disclosure Read More »

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