Tag: Ponzi schemes

Congress is locked in battles over what to cut from the federal budget to pay yesterday’s bills. Federal agencies are facing hiring freezes and increasing regulatory burdens while vying for for fewer budget dollars to meet the challenges of tomorrow. …

The SEC Develops Tools For Tomorrow Read More »

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November 5, 2012 proved to be a significant day for financial regulators. In the U.S. FINRA announced the filing of a cease-and-desist order against WR Rice Financial Services and its owner, Joel Wilson for allegedly fleecing investors. In the U.K. …

Two Regulators, Two Stockbrokers and Two Fraudulent Schemes Read More »

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