Since the unraveling of Bernard Madoff and his giant Ponzi scheme in 2008, offering frauds have been a key focus for SEC Enforcement. Since then it seems there has been a never ending stream of offering fraud actions. The main …

Banned Broker Conducts Ponzi Scheme Read More »

While there is no doubt that microcap fraud is a key focus of SEC Enforcement, another staple of the Division is offering fraud and Ponzi scheme actions. Typically, those actions reach out to small investors who are often friends of …

SEC Offering Fraud: A Multi- Year, Multi-Faceted Ponzi Scheme Read More »