Tag: Ponzi scheme

Since the unraveling of Bernard Madoff and his giant Ponzi scheme in 2008, offering frauds have been a key focus for SEC Enforcement. Since then it seems there has been a never ending stream of offering fraud actions. The main …

Banned Broker Conducts Ponzi Scheme Read More »

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While there is no doubt that microcap fraud is a key focus of SEC Enforcement, another staple of the Division is offering fraud and Ponzi scheme actions. Typically, those actions reach out to small investors who are often friends of …

SEC Offering Fraud: A Multi- Year, Multi-Faceted Ponzi Scheme Read More »

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