Accounting and auditing cases have long been a staple of SEC enforcement. While the PCAOB has had jurisdiction over matters relating to registered audit firms and their members, the Commission has continued to focus on proceedings involving these critical gatekeepers. …

Three BDO Auditors Sanctioned by SEC For “Backdated Audit” Read More »

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The PCAOB excluded from a witness interview an expert accountant assisting counsel for the witness. The Board cited a rule which authorizes it to limit those in attendance at an interview. The DC Circuit granted a petition for review, remanded …

DC Circuit Dismisses PCAOB Proceeding For Constitutional Error Read More »

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