Tag: officer-director bars

A review of securities enforcement litigation this week

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Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit’s ruling in SEC v. Bankosky, Docket No. 12-2943-cv (Decided May 14, 2013). The Circuit Court affirmed the …

SEC Officer – Director Bars: By What Standard? Read More »

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