Tag: NFL

Offering fraud actions, long a key staple of the SEC Enforcement Division, the DOJ and others, continue to proliferate despite repeated efforts to alert and educate investors. For example, on November 1, 2019, the SEC and Fordham University School of …

Former NFL Player Convicted in Offering Fraud Action Read More »

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The SEC filed another offering fraud action which in part targeted current and former professional athletes. Investors in the scheme included NFL and NBA players. The attorney defendant claims to have tried to purchase a National Football League franchise at …

An SEC Offering Fraud, An Attorney and NFL and NBA Players Read More »

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