Tag: Newman

One of the most significant debates regarding insider trading in recent years centers on the personal benefit test adopted in U.S. v. Newman, 773 F. 3d 438 (2nd Cir. 2014) for tippee liability. The court in Newman held its test …

Supreme Court To Hear Salman On Newman Personal Benefit Read More »

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When the Second Circuit handed down Newman the SEC joined with the Manhattan U.S. Attorney seeking rehearing en banc and arguing that the case would significantly hinder insider trading enforcement. Many wondered if the agency would move all it cases …

SEC ALJ Dismisses Insider Trading Claims Based on Dirks-Newman Read More »

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