Tag: Newman

This is the first of two posts on the personal benefit test for tipping and insider trading. The second will appear tomorrow. A critical question in assessing tippee liability for insider trading is the personal benefit test first developed in …

Insider Trading: Dirks, Newman, Salman and Payton – Part I Read More »

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The SEC prevailed in its insider trading/tipping case against two New York brokers were Newman and its tipping standard was a key issue. SEC v. Payton, Civil Action No. 14 civ 4644 (S.D.N.Y.). On Monday a jury in New York …

SEC Prevails in Payton Insider Trading/Tipping Case Read More »

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