Tag: jurisdiction

The SEC settled two insider trading cases this week in which S.A.C. Capital was named as a relief defendant. In one it obtained the largest payment to date in an insider trading case, about $600 million. Reportedly S.A.C. Capital will …

This Week In Securities Litigation (Week ending March 22, 2013) Read More »

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In the 1980s the SEC and the CFTC had turf battles that ultimately ended with an accord between the two agencies. More recently the CFTC and the Federal Energy Regulatory Commission have spared over which agency has jurisdiction when futures …

CFTC Prevails in Jurisdictional Dispute with FERC Read More »

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