Tag: conflicts

The fate of SEC ALJs was debated this week before the Supreme Court. Despite the fact that the Commission and Solicitor General confessed error, switched sides and joined with Petitioner to argue that historically the agency had violated the Constitution’s …

This Week In Securities Litigation (Week ending April 27, 2018) Read More »

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Virtual currencies were front and center again this week. The SEC’s Divisions of Enforcement and Trading and Markets issued a rare joint statement cautioning investors about trading virtual currencies. At the same time the CFTC secured a ruling affirming its …

This Week In Securities Litigation (Week ending March 9, 2018) Read More »

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