Tag: cherry picking

The Commission filed four actions last week. One action centered on a cherry picking scheme; a second focused on an adviser that failed to follow its own procedures regarding conflicts; a third involved an investment adviser who made repeated misrepresentations …

This Week In Securities Litigation (Week ending December 16, 2016) Read More »

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Insider trading was the focus this week, with the Supreme Court hearing argument in Salman v. U.S. The argument centered on the meaning and application of the Court’s 1983 decision in Dirks which drew a line between the prohibited an …

This Week In Securities Litigation (Week ending Oct. 7, 2016) Read More »

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