Tag: bid rigging

In the closing two weeks of the year the SEC continued to implement Dodd-Frank. A business group, which is typically critical of the Commission, issued a new report calling for what it termed “transformational change” at the agency. In court …

THIS WEEK IN SECURITIES LITIGATION (December 16 – 31, 2011) Read More »

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Federal and state law enforcement officials are continuing their investigation into bid rigging and manipulation in the municipal bond market. Last week GE Funding Capital Market Services, Inc. became the latest market participant to settle. The firm resolved possible charges …

MORE BID RIGGING CHARGES IN THE MUNY MARKET Read More »

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