Tag: audit work papers

The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets. In the …

SEC Brings Proceedings Against PRC Based Affiliates of Audit Firms Read More »

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As summer draws to a close, the Commission continued its work under Dodd-Frank, issuing a staff study on financial literacy. It focuses on what investors want to know about financial professionals and investment products. Proposed rules were also issued under …

This Week In Securities Litigation (Week ending August 31, 2012) Read More »

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