Tag: anti-corruption

The SEC moved past virtual currencies for the moment, returning to a long established staple – the Foreign Corrupt Practices Act. The Commission filed a settled books and records action involving an Israeli based firm whose shares are traded on …

SEC Settles FCPA Books and Records and Internal Controls Action Read More »

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The Supreme Court agreed to hear the appeal from the D.C. Circuit of Raymond J. Lucia Companies on the question of whether the Constitution’s Appointments Clause applied to SEC ALJs. While the Court will presumably resolve the split in the …

This Week In Securities Litigation (Week ending Jan. 19, 2017) Read More »

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