Author: T. Gorman

Five individuals were appointed to serve in an acting capacity as senior staff of the Commission. They are: Jeffrey Finnell, Acting General Counsel Robert Fisher, Acting Director of the Division of Economics and Risk Analysis Kathleen Hutchinson, Acting Director of …

Acting Chair of SEC Appoints Five as Acting Senior Staff  

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Last week the Commission filed a series of new enforcement actions. They centered on insider trading, the sale of unregistered securities, offering frauds, selling away and improper accounting. Be careful, be safe this week and be warm SEC Appointment: Mark …

This Week In Securities Litigation (Week of January 27, 2025)

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