Year: 2022

The FTX saga continued last week with the firm’s founder giving interviews while disregarding advice he apparently was given. While the interviews were being conducted, the CFTC was urging Congress to give it more authority over crypto assets. The SEC …

This Week In Securities Litigation (Week of December 5, 2022) Read More »

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Part I of this series, which was divided into two areas, presented the overall case statistics for the third quarter of 2022. During that the Division of Enforcement filed a total of 202 new cases. The majority of those cases …

SEC Enforcement 3Q22 – A “Cop on Every Corner” Presence in the Market, Part II Read More »