Year: 2022

Have we seen this movie before? On Friday China agreed to permit the PCAOB to conduct SOX inspections of work papers for China based issuers. This means the parties hope that promise of SOX made over two decades ago will …

This Week In Securities Litigation (Week of August 29, 2022) Read More »

This is the second part of a four part series tracing and analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, published on Tuesday, August 23, 2022 (here), noted that 101 enforcement were filed …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part II Read More »

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