Year: 2021

Crypto continues to be a focus for the Commission and others in Washington. Last week Chair Gensler urged attorneys to avoid advising clients on how to circumvent the securities laws. Rather, they should assist with registration, according to the Chair. …

This Week In Securities Litigation (Week of November 8, 2021) Read More »

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Chair Gensler outlined a series of principles for market professionals and others to consider in comments made at the Securities Enforcement Forum this week (here). The points covered by Mr. Gensler are not new or novel. They are worth considering …

Gensler and Key Principles Read More »