Year: 2021

Acting is the key word these days at the Commission. The Chair is Acting; virtually all of the senior staff positions are held by someone who is Acting. It will stay this way until nominee Gary Gensler is confirmed by …

This Week In Securities Litigation (Week of April 12, 2021) Read More »

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The Commission announced the resolution of two fraud cases this week. Once centered on fraud claims tied to a real estate crowd funding portal. SEC v. Skelley, Civil Action No. 18-cv-8803 (S.D.N.Y. Settled March 26, 2021). The second focused on …

SEC Resolves Two Fraud Cases Read More »