Year: 2019

A look forward; a look back: The Commission filed over 35 new cases in the final few days of the Government fiscal year. Yet there is no doubt that the cupboard is not bare. There is a deep pool of …

This Week In Securities Litigation (Week of Oct. 7, 2019) Read More »

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The Commission appears to have made the typical year end push to file cases. On Wednesday Part I of this series reviewed a number of those actions, primarily civil injunctive actions filed on the last day of the fiscal year. …

The SEC’s Drive to Year End: Large Groups of Cases Filed, Part III Read More »

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