Year: 2024

What happens when inappropriate, improper or illegal conduct is discovered at your company? A range of choices immediately loom. They run from nothing, to self-reporting to the authorities, to covering it up. SEC Enforcement Director Gurbir S. Grewal recently addressed …

Do You Need “Cooperation Credit”?

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Welcome back to everyone from a very nice holiday weekend. Now everyone can move forward to the beginning of summer. Prior to the holiday weekend the Commission continued to file a series of new actions. Those included one based on …

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