Year: 2023

Financial fraud cases were at one time a staple of the Enforcement Division. Cases alleging financial fraud were regularly uncovered and filed. In recent years, however, the Commission has had difficulty in bringing such cases despite significant initiatives. Nevertheless, the …

Roadrunner Settles Financial Fraud Claims Read More »

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The drinks were consumed; the food disappeared; and Super Bowl Sunday came to a close. Hope everyone enjoyed it! The Commission continued to focus on traditional areas in the days leading up to the big game such as manipulation while …

This Week In Securities Litigation (Week of February 13, 2023) Read More »

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