Year: 2022

Part I of this series presented basic statistics for the third quarter of this year – the number of cases as well as the largest areas of concentration (here). Part II presented examples of the cases in each of the …

SEC Enforcement 3Q22 – A “Cop on Every Corner” Presence in the Market, Part III Read More »

The FTX saga continued last week with the firm’s founder giving interviews while disregarding advice he apparently was given. While the interviews were being conducted, the CFTC was urging Congress to give it more authority over crypto assets. The SEC …

This Week In Securities Litigation (Week of December 5, 2022) Read More »

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