Year: 2022

In the wake of the FTX bankruptcy there is of course the typical recriminations and second-guessing. More importantly, there are also calls for new regulation in the crypto space. This tune has played before. Draft legislation has been introduced in …

This Week In Securities Litigation (Week of November 21, 2022) Read More »

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Ratings from a nationally recognized statistical rating organization or NRSRO registered with the Commission can have a significant influence of the sale of products such as residential mortgage backed securities. It is for that reason that Congress in Dodd Frank, …

Conflicts Draws Sanctions for Rating Agency Read More »

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