Year: 2022

It was busy last week. The Commission petitioned the Fifth Circuit Court of Appeals to rehear en banc a decision upholding a challenge to the validity of its ALJs. The crypto platform Voyager filed for Chapter 11 protection. And, another …

This Week In Securities Litigation (Week of July 11, 2022) Read More »

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Offering fraud actions are a staple of the SEC’s enforcement program. Many of the actions focus on selling shares of microcap issuers. Frequently investors are solicited to part with their hard earned cash with a series of lies regarding the …

Offering Frauds – an SEC Staple Read More »

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