Year: 2022

Greenwashing is the term de jure. The Division of Exams announced its priorities for 2022 on March 30, 2022 (here). One portion of the exams will focus on climate and ESG. In their publication the Division identifies potential issues to …

This Week In Securities Litigation (Week of April 4, 2022) Read More »

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Insider trading has long been a staple of the Commission’s enforcement division. Over the years the agency has filed numerous actions alleging insider trading. Some actions were high profile and high risk such as the “suspicious trading” case, typically filed …

Insider Trading Ring Has Over $1 Million in Profits Read More »

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