Year: 2021

Offering frauds are continuing to be a key focus of the Commission’s enforcement program, despite the on-going discussions about crypto, the environment and other subjects. These cases have long been one of the staples of the division. While there are …

Offering Fraud Actions: A Continuing Focus Read More »

Tagged with: ,

Government regulators will focus on cases involving crypto, gatekeepers, and individuals moving forward, according to comments made at a recent program. These statements largely echo those made by the Commission’s new Enforcement Directors. If the reported comments reflect the focus …

This Week In Securities Litigation (Week of November 1, 2021) Read More »

Tagged with: , ,