Year: 2021

GameStop continued to be the topic de jure last week with hearings on Capitol Hill before a Congressional Committee. The key players were present, including the founder of Robinhood. Each appeared and testified. While the hearings made for interesting media …

This Week In Securities Litigation (Week of Feb. 22, 2021) Read More »

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Seldom does the Commission litigate with a major business entity. Conventional wisdom says that the cost in terms of executive time, the distraction and of course the legal fees to contest an agency enforcement action are not worth it. The …

SEC – Morningstar Litigate Validity of its Ratings Process Read More »