Year: 2021

Kelly Gibson was named Acting Deputy Director, Division of Enforcement last week. Ms. Gibson has served as a member of the staff for 13 years, holding positions which included Director of the Philadelphia Regional Office. The announcement followed the earlier …

This Week In Securities Litigation (Week of Feb. 7, 2021) Read More »

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The Commission secured judgments imposing over $10 million in monetary relief against a company and its CEO after four years of litigation. The case centered on a financial fraud in which the Defendants inflated the value of the firm’s largest …

Commission Obtains Judgments of Over $10 Million Read More »

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