Year: 2021

Gary Gensler still has not been confirmed by the Senate; but it could be any time . . . This is beginning to approach Samuel Becket’s play, Waiting for Godot. Each week the topic de jure at the agency seems …

This Week In Securities Litigation (Week of March 15, 2021) Read More »

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Regulation FD was supposed to be a significant achievement when it was passed over a decade ago. At the time it was touted as a regulation that would be important in creating a level playing field for all. Essentially the …

Reg FD – Making a Return? Read More »

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