Year: 2021

Legislation passed at the close of 2020 reaffirmed the ability of the Commission to seek and obtain disgorgement under a provision added to the Exchange Act. The new provision also extended the statute of limitations to 10 years. The Office …

This Week In Securities Litigation (Week of January 11, 2021) Read More »

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Introduction The fourth quarter of calendar year 2020 continued trends evidenced in the third quarter of the year, although far fewer cases were initiated. There were actions brought in a number of key areas such as offering fraud cases, those …

SEC Enforcement: The Fourth Quarter of 2020 Read More »

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