Month: December 2021

Financial fraud has long been a key focus of SEC enforcement. Traditionally, many of the cases brought followed from restatements of the financial statements. Since a restatement is predicated on an admission of an error by the issuer followed by …

SEC Files Accounting Fraud Action Read More »

Tagged with: ,

The focus is on the future. Many are hazarding guesses on the direction of SEC Enforcement based on mixing the results from the last fiscal year together with current cases and recent statements by Commissioners. That blend of information tends …

This Week In Securities Litigation (Week of December 6, 2021) Read More »

Tagged with: ,