Insider trading has long been a staple of the Enforcement Division. Typically, the remedies sought for insider trading cases are the imposition of an injunction, disgorgement, prejudgment interest and a penalty. Under the Supreme Court’s decision in Liu v. SEC, …
Month: June 2021
Climate Change, ESG, Materiality: Tell the Shareholders How Their Money is Being Spent
Climate change and ESG are topics that have been repeatedly addressed by regulators around the world. The Securities and Futures Commission of Hong Kong and the Monetary Authority of Singapore, for example, have repeatedly addressed the topics. Likewise, various members …
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