Month: May 2021

Offering frauds have become a staple of SEC enforcement at least since Madoff was uncovered and jailed years ago. Now it may also become a key area of interest for criminal prosecutors. Recently, a lawyer and a CEO were ensnarled …

Two Criminal Offering Fraud Actions Read More »

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A new – or almost new – insider trading bill passed in the House of Representatives and was sent to the Senate for consideration last week. The legislation bans insider trading as well as tipping. The bill initially passed in …

This Week In Securities Litigation (Week of May 24, 2021) Read More »

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